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Patheon Corporate Information

When and where was Patheon incorporated?
Patheon was incorporated in The Netherlands on December 24, 2013, in the form of a Dutch cooperative with excluded liability for its members (coöperatie met uitgesloten aansprakelijkheid), by a partnership between JLL and DSM, in connection with the acquisition of Patheon Inc., a Canadian company listed on the Toronto Stock Exchange, for approximately $1.4 billion in cash. Patheon Inc. was founded in 1974 as Custom Pharmaceuticals Ltd., and changed its name to Patheon Inc. in 1993.

In June 2016, Patheon consummated a corporate conversion pursuant to which it converted from a Dutch cooperative with excluded liability for its members (coöperatie met uitgesloten aansprakelijkheid) into a Dutch limited liability company (naamloze vennootschap) and its corporate name was changed to Patheon N.V. from Patheon Holdings Coöperatief U.A.

Who are the members of Patheon’s Board of Directors?
You may learn more about the Board of Directors by clicking here.

Who is on Patheon’s leadership team?
To learn more about Patheon’s Leadership, click here.

Who is Patheon’s independent auditor / registered public accounting firm?
Patheon’s independent auditor is Ernst & Young LLP.

What is Patheon’s full-time headcount?
Patheon employs approximately 8,800 people (full-time & contractors) in more than 25 locations in the U.S., Canada, Europe, Australia, Japan and China.

Stock Information

What exchange does Patheon stock trade on?
Patheon’s shares are traded on the New York Stock Exchange (NYSE) under the ticker “PTHN.”

What is Patheon’s CUSIP number?
N6865W 105

How can I get the current Patheon stock price?
Visit our Stock Information page for details.

Does Patheon pay a cash dividend?
Our board of directors does not currently intend to pay dividends on our common stock. We intend to retain all available funds and any future earnings to fund the development and expansion of our business.

Any future determination to pay dividends will be at the discretion of our board of directors and will depend upon a number of factors, including our results of operations, financial condition, future prospects, contractual restrictions, restrictions imposed by applicable law and other factors our board of directors deems relevant.

Under Dutch law, we are subject to certain restrictions that may limit our ability to pay dividends.

Does Patheon have a share repurchase program?
Patheon does not currently have a share repurchase program.

Can I purchase stock directly from Patheon?
You may purchase Patheon’s stock through a registered stockbroker.

When was Patheon’s public offering (IPO)?
Ordinary shares of Patheon began trading on the NYSE on July 21, 2016.

What was the offering price at Patheon’s initial public offering (IPO)?
The initial public offering price of ordinary shares of Patheon was $21 a share.

Is there currently any preferred stock outstanding?
No.

Whom should I contact with questions about my stock certificate(s)?
Broadridge Shareholder Services
c/o Broadridge Corporate Issuer Solutions, Inc.
1155 Long Island Avenue
Edgewood, New York 11717-0718
Phone (US): 877-830-4936
Phone (outside US): 720-378-5591
Fax: 215-553-5402
E-mail: shareholder@broadridge.com

When is the next annual meeting of shareholders?
The date has not yet been announced. Patheon will announce the date of the 2017 meeting when the proxy statement is filed with the SEC.

How do I contact Patheon’s transfer agent?
Patheon’s transfer agent is as follows:

Broadridge Shareholder Services
c/o Broadridge Corporate Issuer Solutions
1155 Long Island Avenue
Edgewood, NY 11717-0718
Toll Free: 877-930-4936
International/Toll: 720-378-5591

How do I change my address on my account?
If you own shares through a brokerage firm, you need to contact the brokerage firm directly to change your account address.

If you're a registered shareholder you need to contact Patheon’s transfer agent.

Financial Information

How do I get a copy of the Annual Report?
You can obtain a copy of Annual Reports issued by Patheon here.

How can I get a copy of Patheon’s SEC filings?
You can obtain a copy of Patheon’s SEC Filings here.

What is Patheon’s fiscal year?
Patheon’s fiscal year ends on October 31 of each year.

Does Patheon issue quarterly reports?
Yes. See SEC Filings, Quarterly Reports here for details.

Can I listen to Patheon’s quarterly results conference calls with analysts?
Yes. Quarterly results are here.

You can find more information on the Investor Relations site, under [“Event Calendar” / “Quarterly Results.”]

When does Patheon release earnings?
We will announce these dates on the Investor Relations site, see here.

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What is Patheon’s credit rating?
The Patheon corporate credit rating is B/Stable and B3/Negative by Standard & Poor's Rating Services and Moody's Investors Service Inc., respectively.

Shareholder Contact Information

How do I contact Patheon Investor Relations?
Please send your questions and inquiries to investorrelations@patheon.com

Do you want to learn more?

We look forward to learning about your specific needs, please contact us.

PHONE
+1.919.226.3165